CARTER FINANCIAL, LLC of LA JOLLA, CA is an SEC-registered investment adviser (CRD 298327). Regulatory assets under management: $282.3M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Steven Frederick Carter | PRINCIPAL AND FINANCIAL PLANNING MANAGER | — |
| Christina Michelle Hammann | CHIEF COMPLIANCE OFFICER | — |
| CARTER STEVEN FREDERICK | PRINCIPAL AND FINANCIAL ADVISOR; PRINCIPAL AND FINANCIAL PLANNING MANAGER | — |
| MITCHELL CHRISTINA MICHELLE | CHIEF COMPLIANCE OFFICER | — |
| Hammann CHRISTINA MICHELLE | CHIEF COMPLIANCE OFFICER | — |