LEGION FINANCIAL ADVISORS

LEGION FINANCIAL ADVISORS of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 298521). Regulatory assets under management: $70.7M.

Registration

• CRD: 298521
• Type: Registered investment adviser
• Location: 610 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA, 92660
• Phone: 9494136942
• Latest filing: 2025-06-20
• Regulatory AUM: $70.7M
• Discretionary AUM: $70.7M
• Clients: 1
• Accounts: 7

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 298521 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search