TRADINGVALLEY INC.

TRADINGVALLEY INC. of TAIPEI is an SEC-registered investment adviser (CRD 298542). Regulatory assets under management: $4.4M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles, Corporations, State/municipal.

Officers, owners & control persons (6)

NameRoleLocation
Han Sheng Nmn PengOWNER—
Han -Sheng Nmn PengCHIEF EXECUTIVE OFFICER—
Chia Hao LeeCHIEF COMPLIANCE OFFICER—
CHENG KAREN NMNCHIEF COMPLIANCE OFFICER—
Peng Han Sheng NMNCHIEF EXECUTIVE OFFICER; OWNER—
LEE CHIA HAOCHIEF COMPLIANCE OFFICER—

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