REGAL FUNDS MANAGEMENT ASIA PTE LIMITED of SINGAPORE is an SEC exempt reporting adviser (CRD 299134).
| Name | Role | Location |
|---|---|---|
| GREGORY WILLIAM LAUGHLIN | DIRECTOR, CHIEF EXECUTIVE OFFICER AND COMPLIANCE OFFICER | SINGAPORE, U0 |
| Brendan John O'Connor | DIRECTOR | — |
| O'CONNOR NEIL JOHN | DIRECTOR | — |
| FISHER STEPHEN MICHAEL | DIRECTOR AND HEAD OF INTERNATIONAL DISTRIBUTION | — |
| King John Andrew | MEMBER; SHAREHOLDER | — |
| KING PHILIP | SHAREHOLDER | — |
| KING PAMELA DIANE | MEMBER | — |
| GORE DAVID ANTON | MEMBER | — |
| LAUGHLIN GREGORY WILLIAM | DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER AND COMPLIANCE OFFICER | — |
| BLANCHE SUSAN | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| — | criminal | — | — | — |
| — | civil | — | — | — |