GRID 202 LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 299357). Regulatory assets under management: $136.6M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Keith Leon Beverly | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| BEVERLY KEITH LEON | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| N'JIE-KONTE ANNA CLARETTE | PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-12-20 | regulatory | IN DECEMBER 2024, WITHOUT ADMITTING OR DENYING THE FINDINGS, RE-ENVISION WEALTH AGREED TO CEASE AND DESIST FROM VIOLATING THE CHARGED PROVISIONS AND TO PAY THE RESPECTIVE CIVIL PENALTIES OF $60,000. RE-ENVISION WEALTH FAILED TO TIMELY FILE A FORM D IN VIOLATION OF RULE 503 UNDER THE SECURITIES ACT O… | Final | $60K |