VENTUM ADVISORS CORP. of TORONTO is an SEC-registered investment adviser (CRD 299365). Regulatory assets under management: $355K.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles, Corporations.
| Name | Role | Location |
|---|---|---|
| Douglas James Glover | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | — |
| Mark Salerno | CHIEF COMPLIANCE OFFICER | — |
| Miles Spencer Nadal | MAJORITY OWNER | — |
| David Cusson | CHIEF EXECUTIVE OFFICER | — |
| Robert Christopher Morris | TRUSTEE | — |
| SALERNO MARK | CHIEF COMPLIANCE OFFICER | — |
| NADAL MILES SPENCER | MAJORITY OWNER | — |
| GLOVER DOUGLAS JAMES | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | — |
| Cusson David | CHIEF EXECUTIVE OFFICER | — |
| Morris Robert Christopher | TRUSTEE | — |
| Mark (Nmn) Salerno | CHIEF COMPLIANCE OFFICER | — |
| David Floyd Mark Cusson | CHIEF EXECUTIVE OFFICER | — |
| Richard Anthony Butterworth | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-12-13 | regulatory | THE PRIMARY ALLEGATIONS AGAINST MR. NADAL IN THE CASE WERE THAT HE IMPROPERLY RECEIVED FROM MDC PARTNERS PERQUISITES, PERSONAL EXPENSE REIMBURSEMENTS AND OTHER ITEMS OF VALUE, WITHOUT DISCLOSURE OF SUCH ITEMS AS COMPENSATION IN MDC PARTNER'S DEFINITIVE PROXY STATEMENTS. | Final | — |
| 2017-01-18 | regulatory | THE PRIMARY ALLEGATIONS AGAINST MR. NADAL IN THE CASE WERE THAT HE IMPROPERLY RECEIVED FROM MDC PARTNERS PERQUISITES, PERSONAL EXPENSE REIMBURSEMENTS AND OTHER ITEMS OF VALUE, WITHOUT DISCLOSURE OF SUCH ITEMS AS COMPENSATION IN MDC PARTNER'S DEFINITIVE PROXY STATEMENTS. | Final | $3.5M |