THE FINANCIAL T

THE FINANCIAL T is an SEC-registered investment adviser (CRD 299747). Regulatory assets under management: $1.0M.

Registration

• CRD: 299747
• Type: Registered investment adviser
• Phone: 910-545-6510
• Latest filing: 2026-03-04
• Regulatory AUM: $1.0M
• Non-discretionary AUM: $1.0M
• Clients: 1
• Accounts: 64

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 299747 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search