INDEPENDENCE SQUARE HOLDINGS, LLC of KING OF PRUSSIA, PA is an SEC-registered investment adviser (CRD 300139). Regulatory assets under management: $1.8B.
Compensation: % of AUM, Hourly, Fixed, Performance, Commissions, Subscription, Other.
Clients served: Individuals, High net worth, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Joseph Black Elliott | MANAGING MEMBER | — |
| Zachary Scott Mineur | CHIEF INVESTMENT OFFICER | — |
| Kaleb Matthew Burns | CHIEF COMPLIANCE OFFICER | — |
| ELLIOTT JOSEPH BLACK | MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| Mineur Zachary Scott | CHIEF INVESTMENT OFFICER | — |
| SPEARE VALERIE L | CHIEF COMPLIANCE OFFICER | — |
| Burns Kaleb Matthew | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-12-21 | criminal | THE PLAINTIFF CAME UP BEHIND MY VEHICLE TO MAKE AN ILLEGAL PASS OVER A DOUBLE YELLOW LINE, ALMOST INTO AN ONCOMING CAR. THE PLAINTIFF CAME VERY CLOSE TO CAUSING A HEAD ON COLLISION. THE PLAINTIFF PROCEEDED TO CUT ME OFF. THEN AT A RED LIGHT, WE HAD WORDS, AND THE PLAINTIFF CHALLENGED ME TO FIGHT. WH… | Pending | — |
| 2020-10-23 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, BATANSKY CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE PARTICIPATED IN A PRIVATE SECURITIES TRANSACTION BY FACILITATING A $50,000 INVESTMENT BY HIS SON, IN A CONVERTIBLE PROMISSORY NOTE, WITHOUT PROVIDING PRIOR WRITTEN NOTICE TO HIS MEMBER… | Final | $8K |