FIO ADVISORS LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 300903). Regulatory assets under management: $366.5M.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Hector Emilio Negroni | CEO, CIO AND LIMITED PARTNER; LIMITED PARTNER; MEMBER | — |
| Todd Alan Neufeld | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER; CHIEF FINANCIAL OFFICER | — |
| Steven Michael Pinkos | PRESIDENT | — |
| NEUFELD TODD ALAN | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER; CHIEF FINANCIAL OFFICER | — |
| SINGER PAUL ELLIOTT | MANAGING MEMBER, PRESIDENT; MEMBER, PRESIDENT; PRESIDENT, DIRECTOR, SHAREHOLDER | — |
| POLLOCK JONATHAN D | MEMBER | — |
| SINGER GORDON MATTHEW | TRUSTEE | — |
| KAPLAN MYRON | TRUSTEE | — |
| NEGRONI HECTOR EMILIO | CEO, CIO AND LIMITED PARTNER; LIMITED PARTNER; MEMBER | — |
| Cicirelli Mark Bernard | MEMBER | — |
| FRAYNE PATRICK MICHAEL | MEMBER | — |
| PINKOS STEVEN MICHAEL | PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-10-25 | regulatory | ON OCTOBER 25, 2024, ELLIOTT INVESTMENT MANAGEMENT L.P. ("ELLIOTT") BECAME AWARE OF A NOTICE (THE "NOTICE") ISSUED BY BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICGHT ("BAFIN"), ADDRESSED TO MR. PAUL SINGER, THE ULTIMATE CONTROL PERSON OF ELLIOTT, ALLEGING THAT ELLIOTT FAILED TO TIMELY FILE CERTAIN… | Pending | — |
| — | regulatory | — | — | — |
| — | civil | — | — | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| FIO DEBT MASTER FUND I LLC | Other Private Fund | Delaware | 21 | $229.8M | $5.0M |
| FIO DEBT MASTER FUND II LLC | Other Private Fund | Delaware | 9 | $68.2M | $5.0M |