NUVEEN CAPITAL MARKETS LLC

NUVEEN CAPITAL MARKETS LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 301204).

Registration

Officers, owners & control persons (9)

NameRoleLocation
MCCARTHY ANTHONY JSECRETARY—
GRENVILLE THOMAS EMILMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER—
PIERRE-MERRITT MARJORIE NMNVP, CORPORATE SECRETARY—
GUTIERREZ JORGE CLAUDIOVP, TREASURER—
MINAYA JOSE MANUELEVP, PRESIDENT, GLOBAL INVESTMENTS—
WACHTER AUSTIN PENNMANAGING DIRECTOR, CONTROLLER—
STENERSEN JAMES STONESENIOR MANAGING DIRECTOR—
Grenville ThomasMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER—
MCCARTHY KEVIN JEROMESECRETARY—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
SYMPHONY CLO XXII, LTD.Securitized Asset Fund—2—$250K

Fund service providers (1)

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