HOOD FINANCIAL, LLC

HOOD FINANCIAL, LLC is an SEC-registered investment adviser (CRD 301471). Regulatory assets under management: $14.3M.

Registration

• CRD: 301471
• Type: Registered investment adviser
• Phone: 760-752-7848
• Latest filing: 2026-03-24
• Regulatory AUM: $14.3M
• Discretionary AUM: $14.3M
• Clients: 2
• Accounts: 62

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 301471 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search