FIGTREE FINANCIAL ADVISORS, LLC
FIGTREE FINANCIAL ADVISORS, LLC of SANTA CLARA, CA is an SEC-registered investment adviser (CRD 301517). Regulatory assets under management: $32.2M.
Registration
- CRD: 301517
- SEC file number: 801-115102
- Type: Registered investment adviser
- Location: 5201 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95054
- Phone: 408-891-3574
- Latest filing: 2026-03-18
- Regulatory AUM: $32.2M
- Discretionary AUM: $32.2M
- Clients: 2
- Accounts: 170
Business model
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pensions, Other.
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| LEGATES REGINA CARBAJAL | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
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