INFINI CAPITAL MANAGEMENT LIMITED of CENTRAL is an SEC exempt reporting adviser (CRD 302067).
| Name | Role | Location |
|---|---|---|
| To Tony Chin | CEO | Hong Kong, K3 |
| FRIEDLANDER MICHAEL | CHIEF OPERATING OFFICER | — |
| Chin Tony | CEO | — |
| CHEN YUYI | CHIEF RISK OFFICER | — |
| ANG SU LI CORA | CHIEF COMPLIANCE OFFICER | — |
| Ho Ku | DIRECTOR | — |
| Wai Hong So | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-10-31 | regulatory | THE SRO ALLEGED THAT INFINI CAPITAL MANAGEMENT LTD. FAILED TO ADEQUATELY SUPERVISE A TRADER WHO, ON OCTOBER 31, 2023, EXECUTED WASH TYPE TRADES IN CME 3 MONTH SOFR OPTIONS AND CBOT 10 YEAR U.S. TREASURY NOTE FUTURES AND OPTIONS BETWEEN ACCOUNTS WITH COMMON BENEFICIAL OWNERSHIP, WITH THE PURPOSE OF I… | Final | $15K |