DST WEALTH MANAGEMENT LLC of INDIAN WELLS, CA is an SEC-registered investment adviser (CRD 302110). Regulatory assets under management: $532.1M.
Compensation: % of AUM, Fixed.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Edward Richard Woolery | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| WOOLERY EDWARD RICHARD | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | THIS MATTER OCCURRED PRIOR TO THE FORMATION OF THE COMPANY, AND AROSE FROM A DEFERRED SALES TRUST (DST) TRANSACTION WITH WHICH MR. BINKELE HAD SOME INVOLVEMENT. FOR YOUR INFORMATION, A DST IS A TAX DEFERRAL STRATEGY THAT IS EMPLOYED BY THE OWNER OF AN APPRECIATED ASSET WHO WANTS TO SELL THE ASSET BU… | — | — |