SMN INVESTMENT SERVICES GMBH

SMN INVESTMENT SERVICES GMBH of VIENNA is an SEC-registered investment adviser (CRD 302119). Regulatory assets under management: $527.3M.

Registration

CRD: 302119
SEC file number: 801-117246
Type: Registered investment adviser
Location: ROTENTURMSTRASSE 16-18, VIENNA, 1010
Phone: +43 1 5132551
Latest filing: 2019-08-21
Regulatory AUM: $527.3M
Discretionary AUM: $527.3M
Clients: 12
Accounts: 5

Officers, owners & control persons (8)

Name	Role	Location
MAYER RAFAEL NMN	BOARD MEMBER; TRUSTOR AND ULTIMATE BENEFICIAL OWNER; ULTIMATE BENEFICIAL OWNER	—
Stephani Michael Hellmut Maximilian	AUTHORIZED OFFICER	—
Heitzinger Gernot Karl	MANAGING DIRECTOR	—
Gollenbeck Roland Werner	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	—
Waldstein-Wartenberg Joseph	AUTHORIZED OFFICER	—
Neubauer Michael NMN	BOARD MEMBER; TRUSTOR AND ULTIMATE BENEFICIAL OWNER	—
Hausmaninger Christian NMN	BOARD MEMBER	—
Svoboda Alexander NMN	BOARD MEMBER	—

Private funds (2)

Fund	Type	Formed	Owners	Gross asset value	Min investment
ASSET MANAGEMENT EXCHANGE MASTER ICAV AMX MASTER - SMN - STRUCTURAL ALPHA TREND	Hedge Fund	—	0	$253.0M	$10.0M
CROWN MANAGED ACCOUNTS SPC CROWN/TREND 25 SEGREGATED PORTFOLIO	Hedge Fund	—	0	$187.1M	$100K

Fund service providers (2)

administrator: NAV CONSULTING, INC.
administrator: NOTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED

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