MACERATIO LLC of MIAMI, FL is an SEC-registered investment adviser (CRD 304078). Regulatory assets under management: $1.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Marcus Vinicius Ayres | COO; COO/CFO; OWNER | — |
| Nicholas Patrick Salas | CEO/CIO/CCO; OWNER | — |
| SALAS NICHOLAS PATRICK | CEO/CIO/CCO; OWNER | — |
| Ayres Marcus Vinicius | COO; OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-05-19 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, CONSENTED TO THE SANCTION AND THE ENTRY OF FINDINGS THAT HE REFUSED TO APPEAR FOR ON-THE-RECORD TESTIMONY REQUESTED BY FINRA IN CONNECTION WITH ITS INVESTIGATION INTO THE REGULATORY TIP AND ALLEGATIONS CONTAINED IN FORM U5 FILLED BY MEMBER FIRM. TERMINATION… | Final | — |
| 2026-05-18 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, CONSENTED TO THE SANCTION AND THE ENTRY OF FINDINGS THAT HE REFUSED TO APPEAR FOR ON-THE-RECORD TESTIMONY REQUESTED BY FINRA IN CONNECTION WITH ITS INVESTIGATION INTO THE REGULATORY TIP AND ALLEGATIONS CONTAINED IN FORM U5 FILLED BY MEMBER FIRM. TERMINATION… | Final | — |
| 2023-04-06 | regulatory | ALLEGED UNSUITABLE INVESTMENTS/CHERRYPICKING | Final | — |
| 2022-10-02 | civil | CHERRY-PICKING THROUGH UCB ADVISERS WHERE RESPONDENT HAD OVERSIGHT RESPONSIBILITIES. | Final | $100K |
| 2022-10-02 | regulatory | CHERRY-PICKING THROUGH UCB ADVISERS WHERE RESPONDENT HAD OVERSIGHT RESPONSIBILITIES. | Final | — |