GLENNMONT ASSET MANAGEMENT LIMITED of LONDON is an SEC exempt reporting adviser (CRD 304228).
| Name | Role | Location |
|---|---|---|
| Francesco Cacciabue | DIRECTOR; MEMBER | Munsbach, N4 |
| LAWRENCE SCOTT | DIRECTOR; MEMBER | CAMBRIDGE, MA |
| Joost Hessel Louis Bergsma | DIRECTOR; MEMBER | London, X0 |
| Stephen Scott Lawrence | DIRECTOR; MEMBER | London, X0 |
| Peter Robert Dickson | DIRECTOR; MEMBER | London, X0 |
| Michael Lawson Sales | DIRECTOR; MEMBER | — |
| Shirley Tran | DIRECTOR; MEMBER | — |
| Kamal Leon Hussain | CHIEF COMPLIANCE OFFICER | — |
| Alvin Justin Ourso | DIRECTOR; MEMBER | — |
| Sales Michael Lawson | DIRECTOR; MEMBER | — |
| BERGSMA JOOST HESSEL LOUIS | DIRECTOR; MEMBER | — |
| CACCIABUE FRANCESCO | DIRECTOR; MEMBER | — |
| DICKSON PETER ROBERT | DIRECTOR; MEMBER | — |
| BISHOP TOBIAS CHRISTOPHER JOSEPH | COMPLIANCE OFFICER | — |
| Hussain Kamal Leon | COMPLIANCE OFFICER | — |
| TRAN SHIRLEY | DIRECTOR; MEMBER | — |
| Ourso Alvin Justin | DIRECTOR; MEMBER | — |
| Jordi Lopez Francesch | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |