KATZ-MOSES FINANCIAL LLC

KATZ-MOSES FINANCIAL LLC is an SEC-registered investment adviser (CRD 304768). Regulatory assets under management: $25.4M.

Registration

• CRD: 304768
• Type: Registered investment adviser
• Phone: 408-482-2502
• Latest filing: 2026-03-05
• Regulatory AUM: $25.4M
• Discretionary AUM: $25.4M
• Clients: 1
• Accounts: 275

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 304768 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search