FAITHWARD CAPITAL of LANCASTER, PA is an SEC-registered investment adviser (CRD 305092). Regulatory assets under management: $1.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Robert Turner Nayden | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| YOUNG ADRIAN EVAN | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| BOSTWICK BERNARD IRVING | MANAGING MEMBER | — |
| PERONI JASON MATTHEW | MANAGER; MANAGING MEMBER | — |
| Nayden Robert Turner | CHIEF COMPLIANCE OFFICER; COO; DIRECTOR OF OPERATIONS (+1 more) | — |
| STOLTZFUS CURTIS DUANE | MANAGER/CCO; MANAGING MEMBER; MANAGING MEMBER/CCO | — |
| Nolt Mary Beth | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-07 | civil | THE COMPLAINT ALLEGES THAT AMBASSADOR ADVISORS, LLC AND ITS PRINCIPALS WERE NEGLIGENT BECAUSE THEY DID NOT ADEQUATELY DISCLOSE A CONFLICT OF INTEREST, PROVIDE BEST EXECUTION, OR HAVE WRITTEN POLICIES OR PROCEDURES, IN CONNECTION WITH THE SELECTION OF MUTUAL FUNDS THAT PAID 12B-1 FEES. THE ALLEGED CL… | Final | $2.0M |
| 2020-05-13 | regulatory | THE COMPLAINT ALLEGES THAT AMBASSADOR ADVISORS, LLC AND ITS PRINCIPALS WERE NEGLIGENT BECAUSE THEY DID NOT ADEQUATELY DISCLOSE A CONFLICT OF INTEREST, PROVIDE BEST EXECUTION, OR HAVE WRITTEN POLICIES OR PROCEDURES, IN CONNECTION WITH THE SELECTION OF MUTUAL FUNDS THAT PAID 12B-1 FEES. THE ALLEGED CL… | Final | $2.0M |