NZS CAPITAL LLC of DENVER, CO is an SEC-registered investment adviser (CRD 305093). Regulatory assets under management: $4.1B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Jason Bradley Slingerlend | MANAGER, CO-FOUNDER, INVESTOR | Denver, CO |
| Brinton Eugene Johns | MANAGER, CO-FOUNDER, INVESTOR | Denver, CO |
| Jonathan Windsor Bathgate | MEMBER | — |
| Joseph Martin Furmanski | MEMBER | — |
| Tracy Beth Pike | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| SLINGERLEND JASON BRADLEY | MANAGER, CO-FOUNDER, INVESTOR | — |
| JOHNS BRINTON | MANAGER, CO-FOUNDER, INVESTOR | — |
| SCHOR ADAM | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BATHGATE JONATHAN WINDSOR | MEMBER | — |
| FURMANSKI JOSEPH | MEMBER | — |
| PIKE TRACY BETH | CHIEF OPERATING OFFICER | — |
| JOHNS BRINTON EUGENE | MANAGER, CO-FOUNDER, INVESTOR | — |
| SCHOR ADAM DAVID | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| FURMANSKI JOSEPH MARTIN | MEMBER | — |
| PEREZ NICHOLAS PAUL | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-05-04 | regulatory | THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY OF GERMANY ("BAFIN") ALLEGED THAT JAM DID NOT HAVE SUFFICIENT PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH GERMAN LAW REGARDING NOTIFICATION OF BAFIN OF SIGNIFICANT SHAREHOLDERS IN GERMAN SECURITIES. | Final | $56K |