NZS CAPITAL LLC

NZS CAPITAL LLC of DENVER, CO is an SEC-registered investment adviser (CRD 305093). Regulatory assets under management: $4.1B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Jason Bradley SlingerlendMANAGER, CO-FOUNDER, INVESTORDENVER, CO
Brinton Eugene JohnsMANAGER, CO-FOUNDER, INVESTORDENVER, CO
Jonathan Windsor BathgateMEMBER—
Joseph Martin FurmanskiMEMBER—
Tracy Beth PikeCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER—
SLINGERLEND JASON BRADLEYMANAGER, CO-FOUNDER, INVESTOR—
JOHNS BRINTONMANAGER, CO-FOUNDER, INVESTOR—
SCHOR ADAMPRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER—
BATHGATE JONATHAN WINDSORMEMBER—
FURMANSKI JOSEPHMEMBER—
PIKE TRACY BETHCHIEF OPERATING OFFICER—
JOHNS BRINTON EUGENEMANAGER, CO-FOUNDER, INVESTOR—
SCHOR ADAM DAVIDPRESIDENT, CHIEF COMPLIANCE OFFICER—
FURMANSKI JOSEPH MARTINMEMBER—
PEREZ NICHOLAS PAULCHIEF COMPLIANCE OFFICER—

Disclosures (5)

InitiatedTypeAllegationsStatusAmount
2016-05-04regulatoryTHE FEDERAL FINANCIAL SUPERVISORY AUTHORITY OF GERMANY ("BAFIN") ALLEGED THAT JAM DID NOT HAVE SUFFICIENT PROCEDURES IN PLACE TO ENSURE COMPLIANCE WITH GERMAN LAW REGARDING NOTIFICATION OF BAFIN OF SIGNIFICANT SHAREHOLDERS IN GERMAN SECURITIES.Final$56K

Private funds (4)

Hedge Fund: 3 · Other Private Fund: 1

FundTypeFormedOwnersGross asset valueMin investment
VALETUDO FUND LPHedge FundDelaware2$413.7M—
CURA FUND LPHedge FundDelaware2$256.6M—
CASSINI PARTNERS, L.P. - NZS CAPITAL SERIESHedge FundDelaware1$197.2M—
NZS GLOBAL GROWTH FUND LPOther Private FundDelaware28$121.7M$1.0M

Fund service providers (1)

More on this firm