CANDLESTICK CAPITAL MANAGEMENT LP of GREENWICH, CT is an SEC-registered investment adviser (CRD 305218). Regulatory assets under management: $5.2B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Aaron Michael | SENIOR PORTFOLIO MANAGER | BURLINGAME, CA |
| John Woodruff | CHIEF INVESTMENT OFFICER; MEMBER | — |
| Vicente Armando Citarella | CO-PRESIDENT | — |
| Craig Markham Bench | CO-PRESIDENT | — |
| Michelle Frances Tan | SENIOR PORTFOLIO MANAGER | — |
| Ralph Pagano | SENIOR PORTFOLIO MANAGER | — |
| James Murdock Mcgovern | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| Adam David Glassmyer | CHIEF FINANCIAL OFFICER | — |
| MCGOVERN JAMES MURDOCK | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| CITARELLA VICENTE ARMANDO | CO-PRESIDENT | — |
| HECKERLING JEREMY A | CHIEF COMPLIANCE OFFICER | — |
| WOODRUFF JOHN | CHIEF INVESTMENT OFFICER; MANAGING MEMBER; MEMBER | — |
| BENCH CRAIG MARKHAM | CO-PRESIDENT | — |
| TAN MICHELLE FRANCES | SENIOR PORTFOLIO MANAGER | — |
| PAGANO RALPH | SENIOR PORTFOLIO MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-02-17 | regulatory | THE SEC ALLEGED THAT CANDLESTICK CAPITAL MANAGEMENT LP, ACTING ON BEHALF OF ITS FUND CLIENTS, VIOLATED RULE 105 BY PARTICIPATING IN A REGISTERED OFFERING AND SOLD THE SECURITIES THAT WERE THE SUBJECT OF THE OFFERING SHORT IN THE FIVE BUSINESS DAY PERIOD PRECEDING THE OFFERING. RULE 105 IS A STRICT L… | Final | $810K |
Showing 15 of 16 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 20 | 203-889-4855 |
| NEW YORK | NY | 20 | 203-889-4855 |
| SAN FRANCISCO | CA | 2 | 646-989-1871 |
| SAN FRANCISCO | CA | 2 | 646-989-1871 |
| — | — | 1 | 646-989-1889 |
| — | — | 1 | 646-989-1874 |
| — | — | 1 | 646-989-1909 |
| — | — | 1 | 646-989-1909 |
| — | — | 1 | 646-989-1893 |
| — | — | 1 | 646-989-1898 |
| — | — | 1 | 203-889-4864 |
| — | — | 1 | 646-989-1889 |
| — | — | 1 | 646-989-1874 |
| — | — | 1 | 646-989-1898 |
| — | — | 1 | 646-989-1893 |