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| Name | Role | Location |
|---|---|---|
| Mark Faulkenberg | CHIEF COMPLIANCE OFFICER | New York, NY |
| Peter Charles Edward Cornell | MEMBER; PRESIDENT | — |
| Christopher Jon Delise | MANAGER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER; MEMBER | — |
| David Stephen Temporal | CHIEF STRATEGY AND MARKETING OFFICER | — |
| Mark Anthony Faulkenberg | CHIEF COMPLIANCE OFFICER | — |
| Jason E Searfoss | CHIEF FINANCIAL OFFICER | — |
| KELLY CYNTHIA A | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| SCHNEIDER KEVIN CHRISTOPHER | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| FAULKENBERG MARK | CHIEF COMPLIANCE OFFICER | — |
| DELISE CHRISTOPHER J | MANAGER & CEO; MEMBER | — |
| TELLINI RAYMOND PETER | MANAGER; MANAGER & CFO | — |
| DARKOW LUKE NMN | MANAGER | — |
| CORNELL PETER CHARLES EDWARD | MEMBER; PRESIDENT | — |
| HOLMAN JOHN RAYMOND | MANAGER | — |
| LUECK MARTIN I | MANAGER | — |
| Patrick Jonathan Eric | CHIEF FINANCIAL OFFICER | — |
| Clamage Chad Matthew | MANAGER | — |
| DELISE CHRISTOPHER JON | MANAGER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER; MANAGER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER; MEMBER | — |
| TEMPORAL DAVID STEPHEN | CHIEF STRATEGY AND MARKETING OFFICER | — |
| DeLise Christopher | MANAGER & CEO; MEMBER | — |
| BARWACZ ANTHONY LEE | MANAGER | — |
| DARKOW LUKE | MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-08-29 | regulatory | ON DECEMBER 8, 2022, THE SUPREME COURT, APPELLATE DIVISION, THIRD JUDICIAL DIVISION OF THE STATE OF NEW YORK, ISSUED AN ORDER SUSPENDING JONATHAN SABLONE FROM THE PRACTICE OF LAW IN THE STATE OF NEW YORK FOR A PERIOD OF ONE YEAR AND ONE DAY. THE SUSPENSION IN THE STATE NEW YORK RESULTS FROM A SUSPEN… | Final | — |
| 2022-04-27 | regulatory | ON MAY 4, 2022, THE SUPREME JUDICIAL COURT FOR THE COMMONWEALTH OF MASSACHUSETTS ISSUED AN ORDER SUSPENDING JONATHAN SABLONE FROM THE PRACTICE OF LAW IN THE COMMONWEALTH OF MASSACHUSETTS FOR A PERIOD OF ONE YEAR AND ONE DAY. THIS SUSPENSION RELATED TO AN EXPENSE REIMBURSEMENT IN THE AMOUNT OF $1,952… | Final | — |