EAST WEST INVESTMENT MANAGEMENT LLC

EAST WEST INVESTMENT MANAGEMENT LLC of PASADENA, CA is an SEC-registered investment adviser (CRD 305688). Regulatory assets under management: $350.0M.

Registration

CRD: 305688
SEC file number: 801-117650
Type: Registered investment adviser
Location: 135 NORTH LOS ROBLES AVE., 7TH FL., PASADENA, CA, 91101
Phone: 626-768-6000
Latest filing: 2020-11-12
Regulatory AUM: $350.0M
Discretionary AUM: $350.0M
Clients: 7
Accounts: 1

Officers, owners & control persons (4)

Name	Role	Location
BEN-ATTAR BENJAMIN DAVID	CHAIRMAN; CHIEF EXECUTIVE OFFICER	—
DIXON SEAN T	SENIOR MANAGING DIRECTOR	—
HALASY HALE	CHIEF COMPLIANCE OFFICER	—
MARIA ANDREW MICHAEL	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.	Securitized Asset Fund	—	5	$350.0M	$100K

Fund service providers (1)

administrator: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.

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