IP FINANCIAL ADVISORY SERVICES LLC of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 305772). Regulatory assets under management: $481.4M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Lawrence S McDonald | CO-PRESIDENT AND MGA; CO-PRESIDENT, MGA AND SYSTEMS OPERATIONS; MGA | Uniontown, OH |
| Anthony Mcdonald Lawrence | CO-PRESIDENT, MGA AND SYSTEMS OPERATIONS | — |
| Qian Zheng | FINANCE ANALYST | — |
| Lei Jiao | FINOP, CCO | — |
| Kelly Ann King | PRESIDENT | — |
| KING LINDA ANN | PRESIDENT | — |
| LEE DONALD PAUL | COMPLIANCE PRINCIPAL - CONSULTANT | — |
| JIAO LEI | CO-PRESIDENT, RIA CHIEF COMPLIANCE OFFICER, CFO; FINANCIAL OPERATIONS PRINCIPAL AND INVESTMENT ADVISORY PRINCIPAL; FINOP, CCO (+3 more) | — |
| VORENBERG THOMAS JOSEPH | COMPLIANCE PRINCIPAL; COMPLIANCE PRINCIPAL REPRESENTATIVE REVIEWS | — |
| UYESUGI LAUREN ARNETT | COMPLIANCE PRINCIPAL | — |
| SMITH GREGORY EARL | CHIEF COMPLIANCE OFFICER; CO-PRESIDENT; CO-PRESIDENT - CCO - RIA | — |
| ZHENG QIAN | FINANCE ANALYST; FINANCE MANAGER | — |
| PATEL Parth BHASKARBHAI | INVESTMENT ADVISORY PRINCIPAL | — |
| Lawrence ASHTON MICHELLE | SR VP TECHNOLOGY AND OPERATIONS | — |