IP FINANCIAL ADVISORY SERVICES LLC

IP FINANCIAL ADVISORY SERVICES LLC of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 305772). Regulatory assets under management: $481.4M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.

Officers, owners & control persons (14)

NameRoleLocation
Lawrence S McDonaldCO-PRESIDENT AND MGA; CO-PRESIDENT, MGA AND SYSTEMS OPERATIONS; MGAUniontown, OH
Anthony Mcdonald LawrenceCO-PRESIDENT, MGA AND SYSTEMS OPERATIONS
Qian ZhengFINANCE ANALYST
Lei JiaoFINOP, CCO
Kelly Ann KingPRESIDENT
KING LINDA ANNPRESIDENT
LEE DONALD PAULCOMPLIANCE PRINCIPAL - CONSULTANT
JIAO LEICO-PRESIDENT, RIA CHIEF COMPLIANCE OFFICER, CFO; FINANCIAL OPERATIONS PRINCIPAL AND INVESTMENT ADVISORY PRINCIPAL; FINOP, CCO (+3 more)
VORENBERG THOMAS JOSEPHCOMPLIANCE PRINCIPAL; COMPLIANCE PRINCIPAL REPRESENTATIVE REVIEWS
UYESUGI LAUREN ARNETTCOMPLIANCE PRINCIPAL
SMITH GREGORY EARLCHIEF COMPLIANCE OFFICER; CO-PRESIDENT; CO-PRESIDENT - CCO - RIA
ZHENG QIANFINANCE ANALYST; FINANCE MANAGER
PATEL Parth BHASKARBHAIINVESTMENT ADVISORY PRINCIPAL
Lawrence ASHTON MICHELLESR VP TECHNOLOGY AND OPERATIONS

Branch offices (24)

Showing 15 of 24 offices.

CityStateEmployeesPhone
CENTENNIALCO47202428027
FARMINGTON HILLSMI22488881010
SHELBY CHARTER TWPMI13134142089
SALT LAKE CITYUT18018342600
RENONV17752418889
OKLAHOMA CITYOK14054146663
HENDERSONNV17028216487
PANAMA CITYFL132401
EAGLEID12089384197
HOLLYWOODFL19549998844
MT PLEASANTSC18435761416
BRANDONMS16018326467
HENDERESONNV16093325780
FORT MYERSFL12392915038
PEORIAAZ16233341400

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