GOLDFARB FINANCIAL MANAGEMENT, LLC

GOLDFARB FINANCIAL MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 306271). Regulatory assets under management: $126.4M.

Registration

• CRD: 306271
• SEC file number: 801-132935
• Type: Registered investment adviser
• Phone: 310-402-2152
• Latest filing: 2026-05-14
• Regulatory AUM: $126.4M
• Discretionary AUM: $10.9M
• Non-discretionary AUM: $115.5M
• Clients: 1
• Accounts: 22

Business model

Compensation: Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 306271 on SEC IAPD (source of record)
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