NORTHROCK INVESTMENTS, PLLC

NORTHROCK INVESTMENTS, PLLC is an SEC-registered investment adviser (CRD 306398). Regulatory assets under management: $20.0M.

Registration

• CRD: 306398
• Type: Registered investment adviser
• Phone: 520-861-5378
• Latest filing: 2026-01-27
• Regulatory AUM: $20.0M
• Discretionary AUM: $20.0M
• Clients: 1
• Accounts: 81

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 306398 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search