A.E.I. FINANCIAL GROUP

A.E.I. FINANCIAL GROUP of SANTA ROSA, CA is an SEC-registered investment adviser (CRD 307099). Regulatory assets under management: $3.3M.

Registration

• CRD: 307099
• Type: Registered investment adviser
• Location: 3558 ROUND BARN BLVD. STE 200, SANTA ROSA, CA, 95403
• Phone: 707-538-8027
• Latest filing: 2026-04-06
• Regulatory AUM: $3.3M
• Discretionary AUM: $3.3M
• Clients: 1
• Accounts: 22

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pensions, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 307099 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search