BLUE ANCHOR WEALTH ADVISORS, LLC of KETCHIKAN, AK is an SEC-registered investment adviser (CRD 307522). Regulatory assets under management: $144.2M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Christine Marie Eisenhower | CIO | — |
| Matthew James Eisenhower | CEO/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-07-06 | regulatory | THE FIRM ATTEMPTED TO REGISTER THE EMPLOYEE AS AN ADVISER REPRESENTATIVE BUT THE REGISTRATION FAILED TO UPLOAD PROPERLY, OF WHICH THE FIRM WAS NOT AWARE UNTIL NOTIFIED BY THE STATE. THE EMPLOYEE IMMEDIATELY CEASED PROVIDING INVESTMENT ADVICE AND THE FIRM IMMEDIATELY RE-UPLOADED THE REGISTRATION SUCC… | Final | $1K |