GREYCLIFF WEALTH MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 307645). Regulatory assets under management: $83.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Jason Gold | MEMBER | Lake Forest, IL |
| Brian J Tirri | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Ina Cohen | MEMBER | — |
| GREEN DEREK JEFFREY | CHIEF COMPLIANCE OFFICER | — |
| COHEN HARVEY K | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | — |
| TIRRI BRIAN J | MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| GOLD JASON | MEMBER | — |
| Cohen Margit Eszter | MEMBER | — |
| Cohen Ina | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-07-21 | regulatory | MR. COHEN WAS NAMED A RESPONDENT IN A FINRA COMPLAINT ALLEGING THAT HE CONVERTED AT LEAST $14,606.94 FROM HIS MEMBER FIRM BY PREPARING SEVERAL FALSE EXPENSE REPORTS AND SUBMITTING THEM TO THE FIRM SEEKING REIMBURSEMENT PURSUANT TO THE FIRM'S MARKETING REIMBURSEMENT PROGRAM. THE COMPLAINT ALSO ALLEGE… | Final | — |