AB BROADLY SYNDICATED LOAN MANAGER LLC

AB BROADLY SYNDICATED LOAN MANAGER LLC of NASHVILLE, TN is an SEC-registered investment adviser (CRD 308135). Regulatory assets under management: $2.6B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Other.

Officers, owners & control persons (5)

NameRoleLocation
Kyle Christopher DigangiGLOBAL CHIEF COMPLIANCE OFFICER
Mark Randall ManleyGENERAL COUNSEL & CORPORATE SECRETARY
Paul EmersonCHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER
MANLEY MARK RANDALLCCO; GENERAL COUNSEL; GENERAL COUNSEL & CORPORATE SECRETARY
DIGANGI KYLE CHRISTOPHERCHIEF COMPLIANCE OFFICER; GLOBAL CHIEF COMPLIANCE OFFICER

Disclosures (12)

InitiatedTypeAllegationsStatusAmount
2012-08-02regulatoryTHE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED NEW YORK INSURANCE LAW SECTION 4240(E) BY FILING PLANS OF OPERATION WITH RESPECT TO CERTAIN OF ITS SEPARATE ACCCUONTS WITH THE NEW YORK STATE INSURANCE DEPARTMENT AND NEW YORK STATE DEPARTM…Final$20.0M
regulatory

Private funds (6)

Securitized Asset Fund: 5 · Venture Capital Fund: 1

FundTypeFormedOwnersGross asset valueMin investment
AB BSL CLO 1 LTD.Securitized Asset FundCayman Islands2$621.2M$250K
AB BSL CLO 3 LTD.Securitized Asset FundCayman Islands2$500.7M$250K
AB BSL CLO 6 LTDSecuritized Asset FundCayman Islands2$422.5M$250K
AB BSL CLO 5 LTD.Securitized Asset FundNew Jersey2$406.6M$250K
AB BSL CLO 4 LTD.Securitized Asset FundCayman Islands2$406.6M$250K
AB BSL CLO 2 LTD.Venture Capital FundCayman Islands2$395.6M$250K

Branch offices (2)

CityStateEmployeesPhone
NEW YORKNY5212129691000
NEW YORKNY5212129691000

Fund service providers (2)

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