AB BROADLY SYNDICATED LOAN MANAGER LLC of NASHVILLE, TN is an SEC-registered investment adviser (CRD 308135). Regulatory assets under management: $2.6B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Other.
| Name | Role | Location |
|---|---|---|
| Kyle Christopher Digangi | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Mark Randall Manley | GENERAL COUNSEL & CORPORATE SECRETARY | — |
| Paul Emerson | CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| MANLEY MARK RANDALL | CCO; GENERAL COUNSEL; GENERAL COUNSEL & CORPORATE SECRETARY | — |
| DIGANGI KYLE CHRISTOPHER | CHIEF COMPLIANCE OFFICER; GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-08-02 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED NEW YORK INSURANCE LAW SECTION 4240(E) BY FILING PLANS OF OPERATION WITH RESPECT TO CERTAIN OF ITS SEPARATE ACCCUONTS WITH THE NEW YORK STATE INSURANCE DEPARTMENT AND NEW YORK STATE DEPARTM… | Final | $20.0M |
| — | regulatory | — | — | — |
Securitized Asset Fund: 5 · Venture Capital Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AB BSL CLO 1 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $621.2M | $250K |
| AB BSL CLO 3 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $500.7M | $250K |
| AB BSL CLO 6 LTD | Securitized Asset Fund | Cayman Islands | 2 | $422.5M | $250K |
| AB BSL CLO 5 LTD. | Securitized Asset Fund | New Jersey | 2 | $406.6M | $250K |
| AB BSL CLO 4 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $406.6M | $250K |
| AB BSL CLO 2 LTD. | Venture Capital Fund | Cayman Islands | 2 | $395.6M | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 521 | 2129691000 |
| NEW YORK | NY | 521 | 2129691000 |