KO FINANCIAL

KO FINANCIAL is an SEC-registered investment adviser (CRD 309172). Regulatory assets under management: $19.3M.

Registration

• CRD: 309172
• Type: Registered investment adviser
• Phone: 703-727-1111
• Latest filing: 2026-05-08
• Regulatory AUM: $19.3M
• Discretionary AUM: $15.4M
• Non-discretionary AUM: $3.8M
• Clients: 1
• Accounts: 97

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 309172 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search