MORGAN STANLEY EATON VANCE CLO MANAGER LLC

MORGAN STANLEY EATON VANCE CLO MANAGER LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 309263). Regulatory assets under management: $4.3B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (28)

Showing 25 of 28 people.

NameRoleLocation
Tatiana Vladimir SegalDIRECTOR AND MANAGING DIRECTOR
Mary Elizabeth MullinGENERAL COUNSEL AND SECRETARY
Emil Adrian CraciunCHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR
Lisa Buhain WinslowDIRECTOR AND MANAGING DIRECTOR
Rohit Vijay GoenkaCHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR
Michael Jason KeyDIRECTOR AND MANAGING DIRECTOR
Peter Michael CampoPRESIDENT AND MANAGING DIRECTOR
Anton Bogdanov KuzmanovDIRECTOR AND MANAGING DIRECTOR
Brian Hale WeinsteinPRESIDENT AND MANAGING DIRECTOR
HAGARTY JOHN PATRICKDIRECTOR AND MANAGING DIRECTOR
WEINSTEIN RICHARD HPRESIDENT AND MANAGING DIRECTOR
MULLIN SUSAN ELIZABETHGENERAL COUNSEL AND SECRETARY
DUNNE MARYALICEDIRECTOR AND MANAGING DIRECTOR
WEINSTEIN BRIAN HALEPRESIDENT AND MANAGING DIRECTOR
RIOS ANITATREASURER AND EXECUTIVE DIRECTOR
ALI JEANNINE VIENNACHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR
Kuzmanov AntonDIRECTOR AND MANAGING DIRECTOR
TOPPING KENNETH ANDREWDIRECTOR AND MANAGING DIRECTOR
Segal Tatiana VladimirDIRECTOR AND MANAGING DIRECTOR
MERGES EUGENE HUGHESCHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR
Craciun Emil ACHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR
RIOS ANITA PARSHOTTAMTREASURER AND EXECUTIVE DIRECTOR
KUZMANOV ANTON BOGDANOVDIRECTOR AND MANAGING DIRECTOR
BUHAIN WINSLOW LISADIRECTOR AND MANAGING DIRECTOR
CRACIUN EMIL ADRIANCHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR

Disclosures (25)

InitiatedTypeAllegationsStatusAmount
2017-03-06regulatoryTHE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB…Final$53K
2016-03-22regulatoryTHE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODEFinal
2016-02-11regulatoryTHE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007.Final$150.0M
2016-02-11regulatoryTHE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008.Final$22.5M
2014-08-21regulatoryHCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007.Final$94K

Private funds (15)

FundTypeFormedOwnersGross asset valueMin investment
522 FUNDING CLO 2019-5, LTD.Securitized Asset FundCayman Islands2$436.6M$250K
MORGAN STANLEY EATON VANCE CLO 2021-1, LTD.Securitized Asset FundCayman Islands2$400.6M$250K
MORGAN STANLEY EATON VANCE CLO 2023-19, LTD.Securitized Asset FundCayman Islands10$400.0M$250K
MORGAN STANLEY EATON VANCE CLO 2025-21, LTDSecuritized Asset FundCayman Islands19$399.5M$250K
MORGAN STANLEY EATON VANCE CLO 2022-17A, LTD.Securitized Asset FundCayman Islands14$399.4M$250K
MORGAN STANLEY EATON VANCE CLO 2023-20, LTD.Securitized Asset FundCayman Islands11$397.6M$250K
EATON VANCE CLO 2020-2, LTD.Securitized Asset FundCayman Islands16$396.6M$250K
MORGAN STANLEY EATON VANCE CLO 2022-18, LTD.Securitized Asset FundCayman Islands11$395.2M$250K
522 FUNDING CLO 2020-6, LTD.Securitized Asset FundCayman Islands1$390.5M$250K
522 FUNDING CLO 2017-1(A), LTD.Securitized Asset FundCayman Islands9$386.4M$250K
522 FUNDING CLO 2018-3(A), LTD.Securitized Asset FundCayman Islands8$182.8M$250K
522 FUNDING CLO 2018-2(A), LTD.Securitized Asset FundCayman Islands9$117.6M$250K
MORGAN STANLEY EATON VANCE CLO 2022-16, LTD.Securitized Asset FundCayman Islands19$20.8M$250K
522 FUNDING CLO 2021-7, LTD.Securitized Asset FundCayman Islands1$2.1M$250K
522 FUNDING CLO 2019-4(A), LTD.Securitized Asset FundCayman Islands7$415K$250K

Branch offices (1)

CityStateEmployeesPhone
BOSTONMA10617-482-8260

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