STRAIT & SOUND WEALTH MANAGEMENT LLC is an SEC-registered investment adviser (CRD 309306). Regulatory assets under management: $333.7M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Daniel Allen Barnes | CHIEF INVESTMENT OFFICER; MANAGING MEMBER | — |
| Todd Alan Sixt | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Melanie Minh Lee | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Cory Brett Baer | CHIEF BUSINESS DEVELOPMENT OFFICER; MANAGING MEMBER | — |
| BARNES SCOTT ALLEN | CHIEF INVESTMENT OFFICER; MANAGING MEMBER; PRESIDENT (+2 more) | — |
| SIXT TODD ALAN | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Lee Melanie Minh | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| BAER CORY BRETT | CHIEF BUSINESS DEVELOPMENT OFFICER; MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |