RICKETTS FINANCIAL, LLC

RICKETTS FINANCIAL, LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 309381). Regulatory assets under management: $314.0M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

Officers, owners & control persons (8)

NameRoleLocation
Patrick Hampton RickettsCHIEF COMPLIANCE OFFICER & PRINCIPAL—
Christopher Mccauley RickettsPRINCIPAL—
Cary Rasnick RickettsPRINCIPAL—
Roy Michael RickettsPRINCIPAL—
RICKETTS MICHAELCHIEF COMPLIANCE OFFICER AND MANAGER; PRINCIPAL—
BERNSTEIN DANIEL ADAMCHIEF COMPLIANCE OFFICER—
RICKETTS PATRICK HAMPTONCHIEF COMPLIANCE OFFICER & PRINCIPAL; MANAGER—
Ricketts Christopher McCauleyMANAGER; PRINCIPAL—

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