NEW WAVE FINANCIAL LLC

NEW WAVE FINANCIAL LLC is an SEC-registered investment adviser (CRD 309444). Regulatory assets under management: $261K.

Registration

• CRD: 309444
• Type: Registered investment adviser
• Phone: 484-686-9399
• Latest filing: 2026-03-30
• Regulatory AUM: $261K
• Discretionary AUM: $261K
• Clients: 1
• Accounts: 6

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 309444 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search