WINTERS FINANCIAL GROUP, INC.

WINTERS FINANCIAL GROUP, INC. of WESTLAKE VILLAGE, CA is an SEC-registered investment adviser (CRD 309549). Regulatory assets under management: $252.3M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (4)

NameRoleLocation
Richard Kevin WintersOWNER AND CHIEF COMPLIANCE OFFICER
Janice Elizabeth WintersOWNER
WINTERS RICHARD KEVINOWNER AND CHIEF COMPLIANCE OFFICER
Winters Janice ElizabethOWNER

Branch offices (4)

CityStateEmployeesPhone
2805-497-1717
2805-497-1717
1805-497-1717
1805-497-1717

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