HICKS MANAGEMENT & FINANCIAL SERVICES, LLC

HICKS MANAGEMENT & FINANCIAL SERVICES, LLC is an SEC-registered investment adviser (CRD 309799). Regulatory assets under management: $240K.

Registration

• CRD: 309799
• Type: Registered investment adviser
• Phone: 936-581-5564
• Latest filing: 2025-03-30
• Regulatory AUM: $240K
• Non-discretionary AUM: $240K
• Clients: 1
• Accounts: 9

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 309799 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search