ROTH FINANCIAL PARTNERS LLC

ROTH FINANCIAL PARTNERS LLC of KINGWOOD, TX is an SEC-registered investment adviser (CRD 309814). Regulatory assets under management: $460.1M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (5)

NameRoleLocation
Eric Abram JohnsonCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CO-PRESIDENT; TRUSTEE
Peter Bruce RothFOUNDER, PRESIDENT AND MANAGING MEMBER
JOHNSON ERIC ABRAMCHIEF COMPLIANCE OFFICER
ROTH PETER BRUCEFOUNDER, PRESIDENT AND MANAGING MEMBER
James Austin RothCO-PRESIDENT; TRUSTEE

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