JHW FINANCIAL SERVICES INC.

JHW FINANCIAL SERVICES INC. of SAN RAFAEL, CA is an SEC-registered investment adviser (CRD 31012). Regulatory assets under management: $324.2M.

Registration

Officers, owners & control persons (6)

NameRoleLocation
WILLIAMS JAMES HOUSTONCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, FINOP; PRESIDENT (+3 more)
ROSENBAUM MICHAEL FRANCISCHIEF COMPLIANCE OFFICER
MAYS ELISABETH MARIECHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL
COLLINS ELIZABETH SARAHSENIOR VP; SENIOR VP, MUNICIPAL PRINCIPAL
GOULD COSMO CHARLESCCO
COOK PATRICIA CLAIREMUNICIPAL SECURITIES PRINCIPAL

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