MURCHINSON LTD. of TORONTO, ONTARIO is an SEC exempt reporting adviser (CRD 310138). This firm reports disciplinary history on Form ADV.
| Name | Role | Location |
|---|---|---|
| Marc Judah Bistricer | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Nicholas Matteo Tata | CHIEF COMPLIANCE OFFICER | — |
| Paul Edward Otakar Zogala | OFFICER AND PORTFOLIO MANAGER | — |
| Mark Lichtenstein | CHIEF LEGAL OFFICER | — |
| Bistricer Marc | TRUSTEE | — |
| Tata Nicholas Matteo | CHIEF COMPLIANCE OFFICER | — |
| BISTRICER MARC JUDAH | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Zogala Paul Edward Otakar | OFFICER AND PORTFOLIO MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-08-17 | regulatory | PER THE ALLEGATIONS SET FORTH IN THE SEC'S ORDER, WHICH THE RESPONDENTS NEITHER ADMITTED NOR DENIED,FROM JUNE 2016 THROUGH OCTOBER 2017, THE RESPONDENTS ERRONEOUSLY PROVIDED ORDER-MARKING INFORMATION ON SALE ORDERS OF THEIR CLIENT TO BROKERS, CAUSING THOSE BROKERS TO MISMARK THESE SALES AS "LONG." T… | Final | $9.0M |