GUARDIAN WEALTH PARTNERS, LLC

GUARDIAN WEALTH PARTNERS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 310203). Regulatory assets under management: $191.4M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (24)

NameRoleLocation
Joseph Michael GalloCHIEF COMPLIANCE OFFICER
Joshua Neil HerganGENERAL COUNSEL
Allen Warren BoggsHEAD OF PRODUCT & SUPERVISION
Marianne Grace CaswellPRESIDENT AND ELECTED MEMBER
Leyla Ada LesinaELECTED MEMBER
Robert C CocoCHIEF FINANCIAL OFFICER
Michael John RynikerHEAD OF OPERATIONS
Carly Pritchard MaherCHIEF OPERATING OFFICER
Michael Andrew PerryELECTED MEMBER
Michael Nicholas FerikELECTED MEMBER
RYNIKER MICHAEL JOHNHEAD OF OPERATIONS
MORRISSEY BRIAN PAULPRESIDENT AND MANAGING MEMBER
BUTSCHER JEFFREY JOSEPHINTERIM CHIEF COMPLIANCE OFFICER
FERIK MICHAEL NICHOLASELECTED MEMBER; MANAGING MEMBER
BOGGS ALLEN WARRENHEAD OF PRODUCT & SUPERVISION; HEAD OF SUPERVISION
ECKER ROBERTO CCHIEF FINANCIAL OFFICER
HERGAN JOSHUA NEILGENERAL COUNSEL
LESINA LEYLA ADAELECTED MEMBER; MANAGING MEMBER
DROGAN THOMAS JOHNCHIEF COMPLIANCE OFFICER
MAHER CARLY PRITCHARDCHIEF OPERATING OFFICER
MELE CHRISTIAN GEORGEHEAD OF WEALTH MANAGEMENT OPERATIONS
CASWELL MARIANNE GRACEPRESIDENT AND ELECTED MEMBER
CASWELL MARIANNEPRESIDENT AND ELECTED MEMBER
Coco Robert CCHIEF FINANCIAL OFFICER

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