PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC of MISSION WOODS, KS is an SEC-registered investment adviser (CRD 310321). Regulatory assets under management: $9.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Christopher Dale Long | CHIEF EXECUTIVE OFFICER; TRUSTEE | Leawood, KS |
| Angie Knighton Long | CHIEF INVESTMENT OFFICER; TRUSTEE | MISSION WOODS, KS |
| Scott Andrew Betz | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| Jeffrey Doerr Fox | PRESIDENT | — |
| Benjamin David Wiesenfeld | CHIEF COMPLIANCE OFFICER | — |
| LONG CHRISTOPHER DALE | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| LONG ANGIE K | CHIEF INVESTMENT OFFICER; TRUSTEE | — |
| BETZ ANDREW | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| BETZ SCOTT A | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| Fox Jeffrey Doerr | PRESIDENT | — |
| LONG ANGIE KNIGHTON | CHIEF INVESTMENT OFFICER; TRUSTEE | — |
| BRICE STACY RENEE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-02-14 | regulatory | THE SETTLED ORDER PROVIDES THAT AN ADVISORY AFFILIATE OF ADVISER, PALMER SQUARE CAPITAL MANAGEMENT LLC, VIOLATED CERTAIN PROVISIONS OF THE INVESTMENT ADVISERS ACT AND INVESTMENT COMPANY ACT IN CONNECTION WITH CERTAIN CROSS TRADING ACTIVITY. | Final | $450K |