15 EQUITY, LLC of SANTA BARBARA, CA is an SEC-registered investment adviser (CRD 310628). Regulatory assets under management: $135.9M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Ashley Paige Latourelle | CCO | — |
| Raymond Joseph Lucia | CEO | — |
| Joseph Paul Lucia | MEMBER | — |
| Lance William Helfert | MEMBER | — |
| Ryan Atticus Lowe | MEMBER | — |
| Mitchell Steven Avnet | CCO | — |
| HELFERT LANCE WILLIAM | MEMBER | — |
| LOWE RYAN ATTICUS | MEMBER | — |
| LUCIA RAYMOND JOSEPH | CEO | — |
| AVNET MITCHELL STEVEN | CCO | — |
| LUCIA JOSEPH PAUL | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-12-23 | regulatory | ON DECEMBER 23, 2013, THE SECURITIES AND EXCHANGE COMMISSION ENTERED AN ADMINISTRATIVE ORDER AGAINST WEST COAST ASSET MANAGEMENT, INC. ("WCAM") AND LANCE W. HELFERT, THE PRESIDENT AND DIRECTOR OF WCAM. WITHOUT ADMITTING OR DENYING THE ALLEGATIONS THEREIN, WCAM AND MR. HELFERT CONSENTED TO THE ENTRY… | Final | $133K |