CW ADVISORS, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 310873). Regulatory assets under management: $15.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Milton Ralph Berlinski | GENERAL PARTNER; INVESTMENT MANAGER; MEMBER (+1 more) | New York, NY |
| Richard James Villiotte | PRESIDENT, CHIEF OPERATING OFFICER | — |
| Candace Cavalier | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | Boston, MA |
| Erin Marie Wendell | CHIEF FINANCIAL OFFICER | — |
| Kenneth Richard Zannoni | PRESIDENT AND CHIEF WEALTH OFFICER | — |
| Scott William Dell'Orfano | CHIEF EXECUTIVE OFFICER | — |
| Paul Andrew Lonergan | CHAIRMAN OF THE BOARD | — |
| BARRETT MICHAEL JAMES | CHIEF INVESTMENT OFFICER | — |
| LAGAN DANIEL ANTHONY | TRUSTEE | — |
| LAGAN CHRISTOHER MICHAEL | TRUSTEE | — |
| LAGAN MATTHEW TERENCE | OFFICER | — |
| LONERGAN PAUL ANDREW | CHIEF EXECUTIVE OFFICER; MEMBER; PRESIDENT | — |
| ZANNONI KENNETH RICHARD | PRESIDENT AND CHIEF WEALTH OFFICER | — |
| VILLIOTTE RICHARD JAMES | CHIEF OPERATING OFFICER; PRESIDENT AND CHIEF OPERATING OFFICER; PRESIDENT, CHIEF OPERATING OFFICER | — |
| Cavalier Candace | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| Wendell Erin Marie | CHIEF FINANCIAL OFFICER | — |
| GALVIN MICHAEL WILLIAM | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-08-25 | regulatory | ON DECEMBER 22, 2014, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") BROUGHT A SETTLED FRAUD ACTION AGAINST F-SQUARED INVESTMENTS, INC. ("F-SQUARED"), AN UNAFFILIATED INVESTMENT MANAGER. IN CONNECTION WITH THE RESOLUTION, F-SQUARED ADMITTED, AMONG OTHER THINGS, TO MAKING FALSE CLAIMS REGARDING ITS A… | Final | $100K |