WEIGEL FIDUCIARY ASSET MANAGEMENT is an SEC-registered investment adviser (CRD 310903). Regulatory assets under management: $76.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pensions.
| Name | Role | Location |
|---|---|---|
| David William Weigel | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| WEIGEL DAVID WILLIAM | PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-11-20 | civil | THE BANKRUPTCY WAS FILED AS A RESULT OF 12 YEARS OF DIVORCE ACTIONS. IT DID NOT INVOLVE ANY CLIENTS OR WEIGEL'S ADVISORY PRACTICE. | Pending | — |
| — | regulatory | — | — | — |