KURE ADVISORY, LLC of PLYMOUTH, MN is an SEC-registered investment adviser (CRD 311320). Regulatory assets under management: $259.0M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Thomas John Wade | CHIEF FINANCIAL OFFICER/CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER; SOLE MEMBER | — |
| Karen Elizabeth Stay | CHIEF INVESTMENT OFFICER | — |
| Kathleen Mary Wade | CHIEF COMPLIANCE OFFICER | — |
| POTERACK RYAN RICHARD | CHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER; CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER (+1 more) | — |
| WADE STEPHEN JOHN | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER; SOLE MEMBER | — |
| STAY KAREN ELIZABETH | CHIEF INVESTMENT OFFICER | — |
| Baker Nicole Meehan | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-09-17 | regulatory | THE DEPARTMENT ALLEGED THAT MICHAEL GRANBOIS CERTIFIED HIS COMPLIANCE WITH INSURANCE PRODUCER CONTINUING EDUCATION REQUIREMENTS AT THE TIME OF HIS LICENSE RENEWAL BEFORE ACTUALLY COMPLETING ALL OF THE REQUIRED CONTINUING EDUCATION REQUIREMENTS. | Final | $500 |