VEGA FINANCIAL LLC

VEGA FINANCIAL LLC is an SEC-registered investment adviser (CRD 312036). Regulatory assets under management: $59.5M.

Registration

• CRD: 312036
• Type: Registered investment adviser
• Phone: 206-883-8342
• Latest filing: 2026-03-19
• Regulatory AUM: $59.5M
• Discretionary AUM: $59.5M
• Clients: 2
• Accounts: 121

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 312036 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search